Category: Business Litigation and Dispute Resolution

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Investment Advisors Face Added Regulation That Could Potentially Impact Litigation

On February 13, 2024, FinCEN issued a Notice of Proposed Rulemaking (NPRM) to deter criminals and foreign adversaries who seek to potentially compromise the U.S. financial system and assets through investment advisors. If passed, the new rule would make investment advisors subject to the Bank Secrecy Act (BSA) by expanding the definition of “financial institution”…
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Jessica L. Kopas

Samuel C. Blink

Thomas Carlotto

Thomas E. Carlotto

Nicholas J. Hemond

Nicholas J. Hemond

David A. Sullivan

David A. Sullivan

Tyler Miller

Tyler N. Miller