Using an Unregistered Broker-Dealer for Capital Raising is a Risky Proposition

One of the most overlooked and problematic issues concerning capital raising by small businesses, venture capital funds, and private equity funds is the use of “finders” to assist issuers with raising capital. Those who act as “finders” assist in matching issuers with investors for a fee. Issuers generally desire to pay a “finders’ fee” only…
Read more